31 Mathematik
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The growing complexity of modern practical problems puts high demand on mathematical modelling. Given that various models can be used for modelling one physical phenomenon, the role of model comparison and model choice is becoming particularly important. Methods for model comparison and model choice typically used in practical applications nowadays are computationbased, and thus time consuming and computationally costly. Therefore, it is necessary to develop other approaches to working abstractly, i.e., without computations, with mathematical models. An abstract description of mathematical models can be achieved by the help of abstract mathematics, implying formalisation of models and relations between them. In this paper, a category theory-based approach to mathematical modelling is proposed. In this way, mathematical models are formalised in the language of categories, relations between the models are formally defined and several practically relevant properties are introduced on the level of categories. Finally, an illustrative example is presented, underlying how the category-theory based approach can be used in practice. Further, all constructions presented in this paper are also discussed from a modelling point of view by making explicit the link to concrete modelling scenarios.
In the last two decades, Peridynamics (PD) attracts much attention in the field of fracture mechanics. One key feature of PD is the nonlocality, which is quite different from the ideas in conventional methods such as FEM and meshless method. However, conventional PD suffers from problems such as constant horizon, explicit algorithm, hourglass mode. In this thesis, by examining the nonlocality with scrutiny, we proposed several new concepts such as dual-horizon (DH) in PD, dual-support (DS) in smoothed particle hydrodynamics (SPH), nonlocal operators and operator energy functional. The conventional PD (SPH) is incorporated in the DH-PD (DS-SPH), which can adopt an inhomogeneous discretization and inhomogeneous support domains. The DH-PD (DS-SPH) can be viewed as some fundamental improvement on the conventional PD (SPH). Dual formulation of PD and SPH allows h-adaptivity while satisfying the conservations of linear momentum, angular momentum and energy. By developing the concept of nonlocality further, we introduced the nonlocal operator method as a generalization of DH-PD. Combined with energy functional of various physical models, the nonlocal forms based on dual-support concept are derived. In addition, the variation of the energy functional allows implicit formulation of the nonlocal theory. At last, we developed the higher order nonlocal operator method which is capable of solving higher order partial differential equations on arbitrary domain in higher dimensional space. Since the concepts are developed gradually, we described our findings chronologically.
In chapter 2, we developed a DH-PD formulation that includes varying horizon sizes and solves the "ghost force" issue. The concept of dual-horizon considers the unbalanced interactions between the particles with different horizon sizes. The present formulation fulfills both the balances of linear momentum and angular momentum exactly with arbitrary particle discretization. All three peridynamic formulations, namely bond based, ordinary state based and non-ordinary state based peridynamics can be implemented within the DH-PD framework. A simple adaptive refinement procedure (h-adaptivity) is proposed reducing the computational cost. Both two- and three- dimensional examples including the Kalthoff-Winkler experiment and plate with branching cracks are tested to demonstrate the capability of the method.
In chapter 3, a nonlocal operator method (NOM) based on the variational principle is proposed for the solution of waveguide problem in computational electromagnetic field. Common differential operators as well as the variational forms are defined within the context of nonlocal operators. The present nonlocal formulation allows the assembling of the tangent stiffness matrix with ease, which is necessary for the eigenvalue analysis of the waveguide problem. The present formulation is applied to solve 1D Schrodinger equation, 2D electrostatic problem and the differential electromagnetic vector wave equations based on electric fields.
In chapter 4, a general nonlocal operator method is proposed which is applicable for solving partial differential equations (PDEs) of mechanical problems. The nonlocal operator can be regarded as the integral form, ``equivalent'' to the differential form in the sense of a nonlocal interaction model. The variation of a nonlocal operator plays an equivalent role as the derivatives of the shape functions in the meshless methods or those of the finite element method. Based on the variational principle, the residual and the tangent stiffness matrix can be obtained with ease. The nonlocal operator method is enhanced here also with an operator energy functional to satisfy the linear consistency of the field. A highlight of the present method is the functional derived based on the nonlocal operator can convert the construction of residual and stiffness matrix into a series of matrix multiplications using the predefined nonlocal operators. The nonlocal strong forms of different functionals can be obtained easily via the concept of support and dual-support. Several numerical examples of different types of PDEs are presented.
In chapter 5, we extended the NOM to higher order scheme by using a higher order Taylor series expansion of the unknown field. Such a higher order scheme improves the original NOM in chapter 3 and chapter 4, which can only achieve one-order convergence. The higher order NOM obtains all partial derivatives with specified maximal order simultaneously without resorting to shape functions. The functional based on the nonlocal operators converts the construction of residual and stiffness matrix into a series of matrix multiplication on the nonlocal operator matrix. Several numerical examples solved by strong form or weak form are presented to show the capabilities of this method.
In chapter 6, the NOM proposed as a particle-based method in chapter 3,4,5, has difficulty in imposing accurately the boundary conditions of various orders. In this paper, we converted the particle-based NOM into a scheme with interpolation property. The new scheme describes partial derivatives of various orders at a point by the nodes in the support and takes advantage of the background mesh for numerical integration. The boundary conditions are enforced via the modified variational principle. The particle-based NOM can be viewed a special case of NOM with interpolation property when nodal integration is used. The scheme based on numerical integration greatly improves the stability of the method, as a consequence, the operator energy functional in particle-based NOM is not required. We demonstrated the capabilities of current method by solving the gradient solid problems and comparing the numerical results with the available exact solutions.
In chapter 7, we derived the DS-SPH in solid within the framework of variational principle. The tangent stiffness matrix of SPH can be obtained with ease, and can be served as the basis for the present implicit SPH. We proposed an hourglass energy functional, which allows the direct derivation of hourglass force and hourglass tangent stiffness matrix. The dual-support is {involved} in all derivations based on variational principles and is automatically satisfied in the assembling of stiffness matrix. The implementation of stiffness matrix comprises with two steps, the nodal assembly based on deformation gradient and global assembly on all nodes. Several numerical examples are presented to validate the method.
This thesis presents the advances and applications of phase field modeling in fracture analysis. In this approach, the sharp crack surface topology in a solid is approximated by a diffusive crack zone governed by a scalar auxiliary variable. The uniqueness of phase field modeling is that the crack paths are automatically determined as part of the solution and no interface tracking is required. The damage parameter varies continuously over the domain. But this flexibility comes with associated difficulties: (1) a very fine spatial discretization is required to represent sharp local gradients correctly; (2) fine discretization results in high computational cost; (3) computation of higher-order derivatives for improved convergence rates and (4) curse of dimensionality in conventional numerical integration techniques. As a consequence, the practical applicability of phase field models is severely limited.
The research presented in this thesis addresses the difficulties of the conventional numerical integration techniques for phase field modeling in quasi-static brittle fracture analysis. The first method relies on polynomial splines over hierarchical T-meshes (PHT-splines) in the framework of isogeometric analysis (IGA). An adaptive h-refinement scheme is developed based on the variational energy formulation of phase field modeling. The fourth-order phase field model provides increased regularity in the exact solution of the phase field equation and improved convergence rates for numerical solutions on a coarser discretization, compared to the second-order model. However, second-order derivatives of the phase field are required in the fourth-order model. Hence, at least a minimum of C1 continuous basis functions are essential, which is achieved using hierarchical cubic B-splines in IGA. PHT-splines enable the refinement to remain local at singularities and high gradients, consequently reducing the computational cost greatly. Unfortunately, when modeling complex geometries, multiple parameter spaces (patches) are joined together to describe the physical domain and there is typically a loss of continuity at the patch boundaries. This decrease of smoothness is dictated by the geometry description, where C0 parameterizations are normally used to deal with kinks and corners in the domain. Hence, the application of the fourth-order model is severely restricted. To overcome the high computational cost for the second-order model, we develop a dual-mesh adaptive h-refinement approach. This approach uses a coarser discretization for the elastic field and a finer discretization for the phase field. Independent refinement strategies have been used for each field.
The next contribution is based on physics informed deep neural networks. The network is trained based on the minimization of the variational energy of the system described by general non-linear partial differential equations while respecting any given law of physics, hence the name physics informed neural network (PINN). The developed approach needs only a set of points to define the geometry, contrary to the conventional mesh-based discretization techniques. The concept of `transfer learning' is integrated with the developed PINN approach to improve the computational efficiency of the network at each displacement step. This approach allows a numerically stable crack growth even with larger displacement steps. An adaptive h-refinement scheme based on the generation of more quadrature points in the damage zone is developed in this framework. For all the developed methods, displacement-controlled loading is considered. The accuracy and the efficiency of both methods are studied numerically showing that the developed methods are powerful and computationally efficient tools for accurately predicting fractures.
This study aims to evaluate a new approach in modeling gully erosion susceptibility (GES) based on a deep learning neural network (DLNN) model and an ensemble particle swarm optimization (PSO) algorithm with DLNN (PSO-DLNN), comparing these approaches with common artificial neural network (ANN) and support vector machine (SVM) models in Shirahan watershed, Iran. For this purpose, 13 independent variables affecting GES in the study area, namely, altitude, slope, aspect, plan curvature, profile curvature, drainage density, distance from a river, land use, soil, lithology, rainfall, stream power index (SPI), and topographic wetness index (TWI), were prepared. A total of 132 gully erosion locations were identified during field visits. To implement the proposed model, the dataset was divided into the two categories of training (70%) and testing (30%). The results indicate that the area under the curve (AUC) value from receiver operating characteristic (ROC) considering the testing datasets of PSO-DLNN is 0.89, which indicates superb accuracy. The rest of the models are associated with optimal accuracy and have similar results to the PSO-DLNN model; the AUC values from ROC of DLNN, SVM, and ANN for the testing datasets are 0.87, 0.85, and 0.84, respectively. The efficiency of the proposed model in terms of prediction of GES was increased. Therefore, it can be concluded that the DLNN model and its ensemble with the PSO algorithm can be used as a novel and practical method to predict gully erosion susceptibility, which can help planners and managers to manage and reduce the risk of this phenomenon.
In recent years, substantial attention has been devoted to thermoelastic multifield problems and their numerical analysis. Thermoelasticity is one of the important categories of multifield problems which deals with the effect of mechanical and thermal disturbances on an elastic body. In other words, thermoelasticity encompasses the phenomena that describe the elastic and thermal behavior of solids and their interactions under thermo-mechanical loadings. Since providing an analytical solution for general coupled thermoelasticity problems is mathematically complicated, the development of alternative numerical solution techniques seems essential.
Due to the nature of numerical analysis methods, presence of error in results is inevitable, therefore in any numerical simulation, the main concern is the accuracy of the approximation. There are different error estimation (EE) methods to assess the overall quality of numerical approximation. In many real-life numerical simulations, not only the overall error, but also the local error or error in a particular quantity of interest is of main interest. The error estimation techniques which are developed to evaluate the error in the quantity of interest are known as “goal-oriented” error estimation (GOEE) methods.
This project, for the first time, investigates the classical a posteriori error estimation and goal-oriented a posteriori error estimation in 2D/3D thermoelasticity problems. Generally, the a posteriori error estimation techniques can be categorized into two major branches of recovery-based and residual-based error estimators. In this research, application of both recovery- and residual-based error estimators in thermoelasticity are studied. Moreover, in order to reduce the error in the quantity of interest efficiently and optimally in 2D and 3D thermoelastic problems, goal-oriented adaptive mesh refinement is performed.
As the first application category, the error estimation in classical Thermoelasticity (CTE) is investigated. In the first step, a rh-adaptive thermo-mechanical formulation based on goal-oriented error estimation is proposed.The developed goal-oriented error estimation relies on different stress recovery techniques, i.e., the superconvergent patch recovery (SPR), L2-projection patch recovery (L2-PR), and weighted superconvergent patch recovery (WSPR). Moreover, a new adaptive refinement strategy (ARS) is presented that minimizes the error in a quantity of interest and refines the discretization such that the error is equally distributed in the refined mesh. The method is validated by numerous numerical examples where an analytical solution or reference solution is available.
After investigating error estimation in classical thermoelasticity and evaluating the quality of presented error estimators, we extended the application of the developed goal-oriented error estimation and the associated adaptive refinement technique to the classical fully coupled dynamic thermoelasticity. In this part, we present an adaptive method for coupled dynamic thermoelasticity problems based on goal-oriented error estimation. We use dimensionless variables in the finite element formulation and for the time integration we employ the acceleration-based Newmark-_ method. In this part, the SPR, L2-PR, and WSPR recovery methods are exploited to estimate the error in the quantity of interest (QoI). By using
adaptive refinement in space, the error in the quantity of interest is minimized. Therefore, the discretization is refined such that the error is equally distributed in the refined mesh. We demonstrate the efficiency of this method by numerous numerical examples.
After studying the recovery-based error estimators, we investigated the residual-based error estimation in thermoelasticity. In the last part of this research, we present a 3D adaptive method for thermoelastic problems based on goal-oriented error estimation where the error is measured with respect to a pointwise quantity of interest. We developed a method for a posteriori error estimation and mesh adaptation based on dual weighted residual (DWR) method relying on the duality principles and consisting of an adjoint problem solution. Here, we consider the application of the derived estimator and mesh refinement to two-/three-dimensional (2D/3D) thermo-mechanical multifield problems. In this study, the goal is considered to be given by singular pointwise functions, such as the point value or point value derivative at a specific point of interest (PoI). An adaptive algorithm has been adopted to refine the mesh to minimize the goal in the quantity of interest.
The mesh adaptivity procedure based on the DWR method is performed by adaptive local h-refinement/coarsening with allowed hanging nodes. According to the proposed DWR method, the error contribution of each element is evaluated. In the refinement process, the contribution of each element to the goal error is considered as the mesh refinement criterion.
In this study, we substantiate the accuracy and performance of this method by several numerical examples with available analytical solutions. Here, 2D and 3D problems under thermo-mechanical loadings are considered as benchmark problems. To show how accurately the derived estimator captures the exact error in the evaluation of the pointwise quantity of interest, in all examples, considering the analytical solutions, the goal error effectivity index as a standard measure of the quality of an estimator is calculated. Moreover, in order to demonstrate the efficiency of the proposed method and show the optimal behavior of the employed refinement method, the results of different conventional error estimators and refinement techniques (e.g., global uniform refinement, Kelly, and weighted Kelly techniques) are used for comparison.
The purpose of this study is to develop self-contained methods for obtaining smooth meshes which are compatible with isogeometric analysis (IGA). The study contains three main parts. We start by developing a better understanding of shapes and splines through the study of an image-related problem. Then we proceed towards obtaining smooth volumetric meshes of the given voxel-based images. Finally, we treat the smoothness issue on the multi-patch domains with C1 coupling. Following are the highlights of each part.
First, we present a B-spline convolution method for boundary representation of voxel-based images. We adopt the filtering technique to compute the B-spline coefficients and gradients of the images effectively. We then implement the B-spline convolution for developing a non-rigid images registration method. The proposed method is in some sense of “isoparametric”, for which all the computation is done within the B-splines framework. Particularly, updating the images by using B-spline composition promote smooth transformation map between the images. We show the possible medical applications of our method by applying it for registration of brain images.
Secondly, we develop a self-contained volumetric parametrization method based on the B-splines boundary representation. We aim to convert a given voxel-based data to a matching C1 representation with hierarchical cubic splines. The concept of the osculating circle is employed to enhance the geometric approximation, where it is done by a single template and linear transformations (scaling, translations, and rotations) without the need for solving an optimization problem. Moreover, we use the Laplacian smoothing and refinement techniques to avoid irregular meshes and to improve mesh quality. We show with several examples that the method is capable of handling complex 2D and 3D configurations. In particular, we parametrize the 3D Stanford bunny which contains irregular shapes and voids.
Finally, we propose the B´ezier ordinates approach and splines approach for C1 coupling. In the first approach, the new basis functions are defined in terms of the B´ezier Bernstein polynomials. For the second approach, the new basis is defined as a linear combination of C0 basis functions. The methods are not limited to planar or bilinear mappings. They allow the modeling of solutions to fourth order partial differential equations (PDEs) on complex geometric domains, provided that the given patches are G1
continuous. Both methods have their advantages. In particular, the B´ezier approach offer more degree of freedoms, while the spline approach is more computationally efficient. In addition, we proposed partial degree elevation to overcome the C1-locking issue caused by the over constraining of the solution space. We demonstrate the potential of the resulting C1 basis functions for application in IGA which involve fourth order PDEs such as those appearing in Kirchhoff-Love shell models, Cahn-Hilliard phase field application, and biharmonic problems.
In this research, an attempt was made to reduce the dimension of wavelet-ANFIS/ANN (artificial neural network/adaptive neuro-fuzzy inference system) models toward reliable forecasts as well as to decrease computational cost. In this regard, the principal component analysis was performed on the input time series decomposed by a discrete wavelet transform to feed the ANN/ANFIS models. The models were applied for dissolved oxygen (DO) forecasting in rivers which is an important variable affecting aquatic life and water quality. The current values of DO, water surface temperature, salinity, and turbidity have been considered as the input variable to forecast DO in a three-time step further. The results of the study revealed that PCA can be employed as a powerful tool for dimension reduction of input variables and also to detect inter-correlation of input variables. Results of the PCA-wavelet-ANN models are compared with those obtained from wavelet-ANN models while the earlier one has the advantage of less computational time than the later models. Dealing with ANFIS models, PCA is more beneficial to avoid wavelet-ANFIS models creating too many rules which deteriorate the efficiency of the ANFIS models. Moreover, manipulating the wavelet-ANFIS models utilizing PCA leads to a significant decreasing in computational time. Finally, it was found that the PCA-wavelet-ANN/ANFIS models can provide reliable forecasts of dissolved oxygen as an important water quality indicator in rivers.
Temporary changes in precipitation may lead to sustained and severe drought or massive floods in different parts of the world. Knowing the variation in precipitation can effectively help the water resources decision-makers in water resources management. Large-scale circulation drivers have a considerable impact on precipitation in different parts of the world. In this research, the impact of El Niño-Southern Oscillation (ENSO), Pacific Decadal Oscillation (PDO), and North Atlantic Oscillation (NAO) on seasonal precipitation over Iran was investigated. For this purpose, 103 synoptic stations with at least 30 years of data were utilized. The Spearman correlation coefficient between the indices in the previous 12 months with seasonal precipitation was calculated, and the meaningful correlations were extracted. Then, the month in which each of these indices has the highest correlation with seasonal precipitation was determined. Finally, the overall amount of increase or decrease in seasonal precipitation due to each of these indices was calculated. Results indicate the Southern Oscillation Index (SOI), NAO, and PDO have the most impact on seasonal precipitation, respectively. Additionally, these indices have the highest impact on the precipitation in winter, autumn, spring, and summer, respectively. SOI has a diverse impact on winter precipitation compared to the PDO and NAO, while in the other seasons, each index has its special impact on seasonal precipitation. Generally, all indices in different phases may decrease the seasonal precipitation up to 100%. However, the seasonal precipitation may increase more than 100% in different seasons due to the impact of these indices. The results of this study can be used effectively in water resources management and especially in dam operation.
In the field of engineering, surrogate models are commonly used for approximating the behavior of a physical phenomenon in order to reduce the computational costs. Generally, a surrogate model is created based on a set of training data, where a typical method for the statistical design is the Latin hypercube sampling (LHS). Even though a space filling distribution of the training data is reached, the sampling process takes no information on the underlying behavior of the physical phenomenon into account and new data cannot be sampled in the same distribution if the approximation quality is not sufficient. Therefore, in this study we present a novel adaptive sampling method based on a specific surrogate model, the least-squares support vector regresson. The adaptive sampling method generates training data based on the uncertainty in local prognosis capabilities of the surrogate model - areas of higher uncertainty require more sample data. The approach offers a cost efficient calculation due to the properties of the least-squares support vector regression. The opportunities of the adaptive sampling method are proven in comparison with the LHS on different analytical examples. Furthermore, the adaptive sampling method is applied to the calculation of global sensitivity values according to Sobol, where it shows faster convergence than the LHS method. With the applications in this paper it is shown that the presented adaptive sampling method improves the estimation of global sensitivity values, hence reducing the overall computational costs visibly.
The production of a desired product needs an effective use of the experimental model. The present study proposes an extreme learning machine (ELM) and a support vector machine (SVM) integrated with the response surface methodology (RSM) to solve the complexity in optimization and prediction of the ethyl ester and methyl ester production process. The novel hybrid models of ELM-RSM and ELM-SVM are further used as a case study to estimate the yield of methyl and ethyl esters through a trans-esterification process from waste cooking oil (WCO) based on American Society for Testing and Materials (ASTM) standards. The results of the prediction phase were also compared with artificial neural networks (ANNs) and adaptive neuro-fuzzy inference system (ANFIS), which were recently developed by the second author of this study. Based on the results, an ELM with a correlation coefficient of 0.9815 and 0.9863 for methyl and ethyl esters, respectively, had a high estimation capability compared with that for SVM, ANNs, and ANFIS. Accordingly, the maximum production yield was obtained in the case of using ELM-RSM of 96.86% for ethyl ester at a temperature of 68.48 °C, a catalyst value of 1.15 wt. %, mixing intensity of 650.07 rpm, and an alcohol to oil molar ratio (A/O) of 5.77; for methyl ester, the production yield was 98.46% at a temperature of 67.62 °C, a catalyst value of 1.1 wt. %, mixing intensity of 709.42 rpm, and an A/O of 6.09. Therefore, ELM-RSM increased the production yield by 3.6% for ethyl ester and 3.1% for methyl ester, compared with those for the experimental data.